cto/.sot/03-PROTOCOLS/CTO-CASE-MODEL-PROVIDER-ADMISSION-ISSUES.md

title	status	lifecycle_classification	owner	created	last_reviewed	core_promotion_status	route
CTO Case Model Provider Admission Issues	draft	sot	jp	2026-05-31	2026-06-01	not-promoted	cto

CTO Case Model Provider Admission Issues

Local planning SOT only. Not a Core Protocol. Not active Core authority.

CTO-WORK-019 - Case Model Provider Admission PRD

Status: validated.

Extract the existing CTO-WORK-018 harness gate into a first-class model provider admission route. This is the SOT route for deciding which provider/model pair may power real Case Stage 2.

Acceptance:

• Records observed fallback provider anthropic.
• Records observed fallback model claude-sonnet-4-6.
• Requires explicit admitted provider and exact model ID before real Case starts.
• Requires CTO_HARNESS_CASE_MODEL_PROVIDER and CTO_HARNESS_CASE_MODEL to match the admission record.
• Requires backend/provider-model-not-admitted.txt when admission is missing.
• Requires isolated CASE_DATA_DIR/config.json to contain admitted models.default.
• Requires negative gates for missing provider/model and unadmitted provider/model.
• Requires no secrets in task file, argv, report, trace, backend logs, SOT, or commits.
• Keeps Case as candidate execution backend, not CTO authority.

CTO-WORK-020 - Admit Case Model Provider For Real Stage 2

Status: blocked.

Choose and admit the exact provider/model path for real Case Stage 2, then rerun Stage 2 through the Harness Evidence Interface.

Acceptance:

• Admission record names provider, exact model ID, credential source class, allowed network class, approval source, admission timestamp, review trigger, and evidence expectations.
• No provider/model is admitted by default.
• No secret is written to SOT, argv, task file, backend logs, report, trace, or commit.
• CTO_HARNESS_CASE_MODEL_PROVIDER and CTO_HARNESS_CASE_MODEL match the admission record.
• Missing or unadmitted provider/model blocks before case_process_started.
• Report records case_model_provider, case_model, and case_model_admission_status.
• Real Case Stage 2 produces a pass report only if the admitted provider/model was used.
• Same-run fake baseline comparison remains required.
• No Target Repository path is inspected or copied.

Blocked by:

• Human provider approval if an external provider such as Anthropic is selected.
• A Case-compatible local provider route if external providers are not approved.

Hermes Implementation Evidence - 2026-05-31

• Hermes commit: f39d8ab Require admitted Case model pair.
• f39d8ab proves admission gating implementation only; it is not a real Case Stage 2 pass.
• The Hermes adapter now requires CTO_HARNESS_CASE_MODEL_ADMISSION_FILE.
• Env provider/model is only the requested pair; the admission JSON is the authority.
• Missing admission blocks before case_process_started.
• Mismatched admission blocks before case_process_started.
• Report evidence records case_model_provider, case_model, and case_model_admission_status.
• Status vocabulary includes admitted, missing_admission, mismatch, invalid_admission, and not_admitted.
• Secret scan covers report.json, report.md, trace.jsonl, backend logs, Case stdout/stderr, and generated Case config.
• Focused validator passed: python3 harness/runner/validate-case-provider-adapter.py --harness-root harness --json.
• Aggregate validator passed: harness/evals/health.sh --json.
• Focused validator artifact: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260531T235421Z-r1-string-slugify-1875638.
• Aggregate validator artifact: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260531T235448Z-r1-string-slugify-1876884.
• CTO-WORK-020 remains blocked until a provider/model is explicitly approved and real Case Stage 2 produces a pass report.

CTO-WORK-020 Decision Record Template

This template belongs to CTO-WORK-020; it is not a new provider approval.

Required fields:

• decision_status: not_decided, external_provider_approved, or local_provider_required.
• provider_class: external_anthropic, external_openai_codex, or local_case_compatible.
• provider: exact provider string, or empty while blocked.
• model: exact model string, or empty while blocked.
• approval_source: JP approval reference or governed Core route reference.
• credential_source_class: credential class only; no secret value.
• allowed_network_class: allowed network class for this provider.
• review_trigger: expiry, date, or condition that forces review.
• evidence_sources: references to existing admission/build evidence, not copied runtime evidence.
• effect: CTO-WORK-020 remains blocked until admitted provider/model and real Stage 2 pass report exist.

CTO-WORK-027 - OpenAI Codex Model Admission JSON

Status: validated.

Record the exact non-secret admission JSON required by CTO_HARNESS_CASE_MODEL_ADMISSION_FILE for the approved openai-codex / gpt-5.5 primary provider path.

Acceptance:

• Admission file path is .sot/03-PROTOCOLS/CTO-CASE-MODEL-PROVIDER-ADMISSION.openai-codex-gpt-5.5.json.
• Admission JSON has status: admitted.
• Admission JSON has provider: openai-codex.
• Admission JSON has model: gpt-5.5.
• Admission JSON has credential_source_class: hermes-openai-codex-oauth-and-local-vllm-config.
• Admission JSON has allowed_network_class: codex-oauth-hosted-model-plus-local-vllm-fallback.
• Admission JSON has approval_source: JP chat approval on 2026-05-31.
• Admission JSON has admission_timestamp.
• Admission JSON has review_trigger.
• Admission JSON contains no secret keys or secret values.
• Fallback to openai-codex / gpt-5.5 remains explicit decision-record context and must be represented in runtime evidence before it may count as a Case provider/model path.
• CTO-WORK-020 remains blocked until real Case Stage 2 produces a Harness Evidence Interface pass report using this admission file.
• Real Case Stage 2 command must set CTO_HARNESS_CASE_MODEL_ADMISSION_FILE to this admission JSON path.

Post-Admission Runtime Evidence - 2026-06-01

• Run artifact directory: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260601T013918Z-r1-string-slugify-2381028.
• Report status: fail.
• Backend: case.
• Case process started: true.
• Case model provider: openai-codex.
• Case model: gpt-5.5.
• Case model admission status: admitted.
• The admitted provider/model path reached Case execution.
• Case failed before producing a diff.
• Case stderr recorded AGENT_RESULT start delimiter not found.
• Case retry classified the failure as agent-protocol-error.
• CTO-WORK-020 remains blocked because no real Case Stage 2 pass report exists.
• Current downstream blocker is tracked by CTO-WORK-028.

Hermes Auth Preflight Evidence - 2026-06-01

• Hermes commit: 5db23c7 Fail closed on Case Codex auth gap.
• 5db23c7 proves fail-closed classification only; it is not a real Case Stage 2 pass.
• The Hermes adapter now blocks openai-codex before case_process_started unless CTO_HARNESS_CASE_OPENAI_CODEX_AUTH_BRIDGE=1.
• The block writes backend/provider-auth-unavailable.txt.
• The reason is specific: Case's pipeline SDK path constructs its Pi Agent runtime directly and does not pass Pi AuthStorage OAuth headers into streamSimple.
• Pi env API-key lookup does not map openai-codex to an environment API key.
• Focused validator passed: python3 harness/runner/validate-case-provider-adapter.py --harness-root harness --json.
• Aggregate validator passed: harness/evals/health.sh --json.
• Focused validator artifact: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260601T014803Z-r1-string-slugify-2448172.
• Aggregate validator artifact: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260601T014805Z-r1-string-slugify-2449212.
• CTO-WORK-020 remains blocked because no real Case Stage 2 pass report exists.

CTO-WORK-029 - Qwen Local Case Model Admission JSON

Status: validated.

Record the exact non-secret admission JSON required by CTO_HARNESS_CASE_MODEL_ADMISSION_FILE for the existing Pi local provider path qwen-local / qwen3.6-35b-a3b.

Acceptance:

• Admission file path is .sot/03-PROTOCOLS/CTO-CASE-MODEL-PROVIDER-ADMISSION.qwen-local-qwen3.6-35b-a3b.json.
• Admission JSON has status: admitted.
• Admission JSON has provider: qwen-local.
• Admission JSON has model: qwen3.6-35b-a3b.
• Admission JSON has credential_source_class: pi-models-json-local-provider-no-secret.
• Admission JSON has allowed_network_class: local-tailscale-vllm-spark1.
• Admission JSON has approval_source: JP chat approval on 2026-05-31.
• Admission JSON has admission_timestamp.
• Admission JSON has review_trigger.
• Admission JSON contains no secret keys or secret values.
• This admission does not change Hermes primary model policy.
• This admission does not approve real-repo, copied-repo, sandbox-repo, owned-repo, default-candidate, or Core promotion stages.
• CTO-WORK-020 remains blocked until real Case Stage 2 produces a Harness Evidence Interface pass report using this admission file.
• Real Case Stage 2 command must set CTO_HARNESS_CASE_MODEL_ADMISSION_FILE to this admission JSON path.

Qwen Local Runtime Evidence - 2026-06-01

• Run artifact directory: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260601T015208Z-r1-string-slugify-2478256.
• Report status: fail.
• Backend: case.
• Case process started: true.
• Case model provider: qwen-local.
• Case model: qwen3.6-35b-a3b.
• Case model admission status: admitted.
• The admitted Qwen local provider/model path reached Case execution.
• Case failed before producing a diff.
• Case stderr recorded AGENT_RESULT start delimiter not found.
• Case retry classified the failure as agent-protocol-error.
• CTO-WORK-020 remains blocked because no real Case Stage 2 pass report exists.
• Current downstream blocker remains CTO-WORK-028.

Qwen Local Classified Runtime Evidence - 2026-06-01

• Run artifact directory: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260601T020117Z-r1-string-slugify-2566310.
• Report status: fail.
• Backend: case.
• Case process started: true.
• Case model provider: qwen-local.
• Case model: qwen3.6-35b-a3b.
• Case model admission status: admitted.
• Failure reason: case agent result protocol failed.
• Protocol marker: backend/provider-agent-protocol.txt.
• CTO-WORK-020 remains blocked because no real Case Stage 2 pass report exists.
• Current downstream blocker remains CTO-WORK-028.

Qwen Local Isolated Pi Config Gate Evidence - 2026-06-01

• Hermes commit: 09b5851 Isolate Case Pi provider config.
• The admission file remained valid for qwen-local / qwen3.6-35b-a3b.
• Real Qwen local config-gate proof artifact: /home/svrnty/.hermes/profiles/cto-planb/harness-runs/20260601T020847Z-r1-string-slugify-2619644.
• Report status was blocked.
• Case model admission status was admitted.
• Case process started was false.
• The block reason was missing explicit local provider config, not missing model admission.
• The required unblock variable is CTO_HARNESS_CASE_LOCAL_BASE_URL.
• CTO-WORK-020 remains blocked because no real Case Stage 2 pass report exists.