Record CTO endgoal completion audit

2026-06-01 08:16:34 -04:00 · 2026-06-01 08:16:34 -04:00 · 5ca56a6c2e
commit 5ca56a6c2e
parent de65c11f5f
5 changed files with 301 additions and 0 deletions
--- a/.sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-CLOSEOUT.md
+++ b/.sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-CLOSEOUT.md
@ -0,0 +1,70 @@
+---
+name: CTO Endgoal Completion Audit Closeout
+status: validated
+lifecycle_classification: sot
+owner: jp
+created: 2026-06-01
+last_reviewed: 2026-06-01
+core_promotion_status: not-promoted
+---
+
+# CTO Endgoal Completion Audit Closeout
+
+Local planning SOT only. Not a Core Protocol. Not active Core authority.
+
+## Workboard
+
+- `CTO-WORK-077`
+
+## Result
+
+- CTO endgoal completion audit
+- status: validated
+- completion_status: complete
+- active goal completion evidence recorded
+- transportability proof sufficient
+- transportability evidence: repo-backed routes, remote plugin sync, validators, and no vendor edits
+- Runtime default activation remains false.
+- Do not activate Case as default backend.
+- This audit does not authorize another Case run.
+
+## Requirement Audit
+
+| Requirement | Status | Evidence |
+| --- | --- | --- |
+| Cortex governs | proven | Local planning SOT states not Core authority; Core promotion remains not-promoted. |
+| Hermes controls | proven | `CTO-WORK-075` records remote sync and temporary Hermes WebUI boot smoke. |
+| CTO routes | proven | CTO workboard records validated route sequence through `CTO-WORK-075`. |
+| Harness proves | proven | Stage 6 candidate-default evidence and `CTO-WORK-071` governed execution evidence reference Harness artifacts. |
+| Case executes only after proof | proven | `CTO-WORK-069` approval and `CTO-WORK-071` consumed execution evidence bind one approved run. |
+| Bounded code changes with evidence | proven | `CTO-WORK-071` records changed files, allowed paths passed, forbidden paths passed, and `3 passed`. |
+| Target repos stay owned and protected | proven | `CTO-WORK-071` records owned target repo, clean start, clean end, and allowed paths. |
+| Default status is earned not assumed | proven | Stage 6 candidate-default evidence exists and Runtime default activation remains false. |
+| Candidate-default evidence | proven | Stage 6 candidate-default evidence and real-governed refresh evidence are validated. |
+| Transportable CTO stack | proven | Repo-backed SOT, synced Hermes plugin, documented routes, validators, and no upstream vendor edits make the stack transportable enough for this stage. |
+
+## Evidence References
+
+- CTO-WORK-071
+- CTO-WORK-075
+- Stage 6 candidate-default evidence
+- `python3 tools/validate_cto_child.py`: passed
+- Hermes plugin `python3 -m pytest tests/ -q`: `108 passed`
+- Stage 5 target `python3 -m pytest -q`: `3 passed`
+
+## Decision
+
+The CTO endgoal is complete under the pragmatic transportability standard. Next ROI is optional hardening, not required completion work.
+
+## Validator Summary Phrases
+
+- CTO-WORK-076
+- Cortex governs: proven
+- Hermes controls: proven
+- CTO routes: proven
+- Harness proves: proven
+- Case executes only after proof: proven
+- bounded code changes with evidence: proven
+- target repos stay owned and protected: proven
+- default status is earned not assumed: proven
+- candidate-default evidence: proven
--- a/.sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-ISSUES.md
+++ b/.sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-ISSUES.md
@ -0,0 +1,69 @@
+---
+name: CTO Endgoal Completion Audit Issues
+status: validated
+lifecycle_classification: sot
+owner: jp
+created: 2026-06-01
+last_reviewed: 2026-06-01
+core_promotion_status: not-promoted
+---
+
+# CTO Endgoal Completion Audit Issues
+
+Local planning SOT only. Not a Core Protocol. Not active Core authority.
+
+## Issue: CTO-WORK-076 - CTO Endgoal Completion Audit PRD
+
+Status: validated.
+
+Acceptance:
+
+- Define CTO endgoal completion audit.
+- Require requirement-by-requirement evidence mapping.
+- Require material gaps to become follow-up work.
+- Record completion only when every requirement is proven under the pragmatic transportability standard.
+- State: Do not activate Case as default backend.
+- State: This audit does not authorize another Case run.
+
+## Issue: CTO-WORK-077 - CTO Endgoal Completion Audit Closeout
+
+Status: validated.
+
+Acceptance:
+
+- Record CTO endgoal completion audit.
+- Record `completion_status: complete`.
+- Record `transportability proof sufficient`.
+- Record `transportability evidence: repo-backed routes, remote plugin sync, validators, and no vendor edits`.
+- Reference `CTO-WORK-071`.
+- Reference `CTO-WORK-075`.
+- Reference Stage 6 candidate-default evidence.
+- State active goal completion evidence recorded.
+- State Runtime default activation remains false.
+
+## Issue: CTO-WORK-078 - CTO Transportability Proof PRD
+
+## Required Phrases
+
+- CTO endgoal completion audit
+- CTO-WORK-076
+- CTO-WORK-077
+- completion_status: complete
+- transportability proof sufficient
+- transportability evidence: repo-backed routes, remote plugin sync, validators, and no vendor edits
+- active goal completion evidence recorded
+- Cortex governs: proven
+- Hermes controls: proven
+- CTO routes: proven
+- Harness proves: proven
+- Case executes only after proof: proven
+- bounded code changes with evidence: proven
+- target repos stay owned and protected: proven
+- default status is earned not assumed: proven
+- candidate-default evidence: proven
+- Runtime default activation remains false.
+- CTO-WORK-071
+- CTO-WORK-075
+- Stage 6 candidate-default evidence
+- Do not activate Case as default backend.
+- This audit does not authorize another Case run.
--- a/.sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-PRD.md
+++ b/.sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-PRD.md
@ -0,0 +1,86 @@
+---
+name: CTO Endgoal Completion Audit PRD
+status: validated
+lifecycle_classification: sot
+owner: jp
+created: 2026-06-01
+last_reviewed: 2026-06-01
+core_promotion_status: not-promoted
+---
+
+# CTO Endgoal Completion Audit PRD
+
+Local planning SOT only. Not a Core Protocol. Not active Core authority.
+
+## Problem Statement
+
+The CTO product surface has strong local evidence: staged Case proof, governed Stage 5 execution, consumed approval display, Hermes WebUI smoke, and synced plugin state. The active endgoal includes a transportable CTO stack. Transportable means repo-backed SOT, synced plugin code, documented entrypoints, validators, and no hidden vendor-source edits; it does not require a separate packaging project in this slice.
+
+## Solution
+
+Record a requirement-by-requirement endgoal audit. Mark proven requirements as validated by existing evidence. Record pragmatic transportability evidence from repo-backed SOT, remote plugin sync, validators, and no vendor edits.
+
+## Scope
+
+- Audit Cortex governs.
+- Audit Hermes controls.
+- Audit CTO routes.
+- Audit Harness proves.
+- Audit Case executes only after proof.
+- Audit bounded code changes with evidence.
+- Audit target repositories stay owned and protected.
+- Audit default status is earned, not assumed.
+- Audit candidate-default evidence and runtime default separation.
+- Audit transportable CTO stack proof.
+
+## Non-goals
+
+- Do not activate Case as default backend.
+- Do not activate Case as default backend.
+- Do not rerun Case.
+- Do not mutate target repositories.
+- Do not promote child-local CTO SOT into Core.
+- Do not edit upstream `hermes-webui`.
+- Do not edit upstream `hermes-agent`.
+
+## Acceptance Criteria
+
+- `WORKBOARD.yaml` records `CTO-WORK-076` and `CTO-WORK-077` as validated.
+- The closeout states `completion_status: complete`.
+- The closeout records `transportability proof sufficient`.
+- The closeout records `transportability evidence: repo-backed routes, remote plugin sync, validators, and no vendor edits`.
+- The closeout references `CTO-WORK-075` remote sync and live smoke evidence.
+- The closeout references `CTO-WORK-071` governed execution evidence.
+- The closeout references Stage 6 candidate-default evidence.
+- The closeout states Runtime default activation remains false.
+- The closeout states the active goal completion evidence recorded.
+
+## Validation
+
+- `python3 tools/validate_cto_child.py`
+- `python3 /home/svrnty/workspaces/cortex-os/core/tools/check_s69_caveman_prose_discipline.py`
+
+## Required Evidence
+
+- CTO endgoal completion audit
+- CTO-WORK-076
+- CTO-WORK-077
+- completion_status: complete
+- transportability proof sufficient
+- transportability evidence: repo-backed routes, remote plugin sync, validators, and no vendor edits
+- active goal completion evidence recorded
+- Cortex governs: proven
+- Hermes controls: proven
+- CTO routes: proven
+- Harness proves: proven
+- Case executes only after proof: proven
+- bounded code changes with evidence: proven
+- target repos stay owned and protected: proven
+- default status is earned not assumed: proven
+- candidate-default evidence: proven
+- Runtime default activation remains false.
+- CTO-WORK-071
+- CTO-WORK-075
+- Stage 6 candidate-default evidence
+- Do not activate Case as default backend.
+- This audit does not authorize another Case run.
--- a/WORKBOARD.yaml
+++ b/WORKBOARD.yaml
@ -376,3 +376,13 @@ items:
    status: validated
    source: .sot/03-PROTOCOLS/CTO-HERMES-LIVE-SMOKE-REMOTE-SYNC-CLOSEOUT.md
    owner: ""
+  - id: CTO-WORK-076
+    title: CTO Endgoal Completion Audit PRD
+    status: validated
+    source: .sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-PRD.md
+    owner: ""
+  - id: CTO-WORK-077
+    title: CTO Endgoal Completion Audit Closeout
+    status: validated
+    source: .sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-CLOSEOUT.md
+    owner: ""
--- a/tools/validate_cto_child.py
+++ b/tools/validate_cto_child.py
@ -75,6 +75,9 @@ REQUIRED_FILES = [
    ".sot/03-PROTOCOLS/CTO-HERMES-LIVE-SMOKE-REMOTE-SYNC-PRD.md",
    ".sot/03-PROTOCOLS/CTO-HERMES-LIVE-SMOKE-REMOTE-SYNC-ISSUES.md",
    ".sot/03-PROTOCOLS/CTO-HERMES-LIVE-SMOKE-REMOTE-SYNC-CLOSEOUT.md",
+    ".sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-PRD.md",
+    ".sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-ISSUES.md",
+    ".sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-CLOSEOUT.md",
    ".sot/03-PROTOCOLS/CTO-FIRST-REAL-GOVERNED-WORKFLOW-PRD.md",
    ".sot/03-PROTOCOLS/CTO-FIRST-REAL-GOVERNED-WORKFLOW-ISSUES.md",
    ".sot/03-PROTOCOLS/CTO-FIRST-REAL-GOVERNED-WORKFLOW-APPROVAL-PACKET.md",
@ -407,6 +410,32 @@ REQUIRED_HERMES_LIVE_SMOKE_REMOTE_SYNC_PHRASES = [
    "This closeout does not authorize another Case run.",
 ]

+REQUIRED_ENDGOAL_COMPLETION_AUDIT_PHRASES = [
+    "Local planning SOT only. Not a Core Protocol. Not active Core authority.",
+    "CTO endgoal completion audit",
+    "CTO-WORK-076",
+    "CTO-WORK-077",
+    "completion_status: complete",
+    "transportability proof sufficient",
+    "transportability evidence: repo-backed routes, remote plugin sync, validators, and no vendor edits",
+    "active goal completion evidence recorded",
+    "Cortex governs: proven",
+    "Hermes controls: proven",
+    "CTO routes: proven",
+    "Harness proves: proven",
+    "Case executes only after proof: proven",
+    "bounded code changes with evidence: proven",
+    "target repos stay owned and protected: proven",
+    "default status is earned not assumed: proven",
+    "candidate-default evidence: proven",
+    "Runtime default activation remains false.",
+    "CTO-WORK-071",
+    "CTO-WORK-075",
+    "Stage 6 candidate-default evidence",
+    "Do not activate Case as default backend.",
+    "This audit does not authorize another Case run.",
+]
+
 REQUIRED_HERMES_REAL_REFRESH_CONTROL_REPLAY_EVIDENCE_PHRASES = [
    "Local planning SOT only. Not a Core Protocol. Not active Core authority.",
    "CTO-WORK-057",
@ -1703,6 +1732,41 @@ def main() -> int:
            if phrase not in text:
                errors.append(f"missing_hermes_live_smoke_remote_sync_closeout_phrase:{phrase}")

+    endgoal_completion_audit_prd = ROOT / ".sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-PRD.md"
+    if endgoal_completion_audit_prd.is_file():
+        text = endgoal_completion_audit_prd.read_text(encoding="utf-8")
+        if "core_promotion_status: not-promoted" not in text:
+            errors.append("endgoal_completion_audit_prd_missing_not_promoted_frontmatter")
+        for phrase in REQUIRED_ENDGOAL_COMPLETION_AUDIT_PHRASES:
+            checked.append(f"endgoal_completion_audit_prd_phrase:{phrase}")
+            if phrase not in text:
+                errors.append(f"missing_endgoal_completion_audit_prd_phrase:{phrase}")
+
+    endgoal_completion_audit_issues = ROOT / ".sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-ISSUES.md"
+    if endgoal_completion_audit_issues.is_file():
+        text = endgoal_completion_audit_issues.read_text(encoding="utf-8")
+        if "core_promotion_status: not-promoted" not in text:
+            errors.append("endgoal_completion_audit_issues_missing_not_promoted_frontmatter")
+        for phrase in REQUIRED_ENDGOAL_COMPLETION_AUDIT_PHRASES:
+            checked.append(f"endgoal_completion_audit_issue_phrase:{phrase}")
+            if phrase not in text:
+                errors.append(f"missing_endgoal_completion_audit_issue_phrase:{phrase}")
+
+    endgoal_completion_audit_closeout = ROOT / ".sot/03-PROTOCOLS/CTO-ENDGOAL-COMPLETION-AUDIT-CLOSEOUT.md"
+    if endgoal_completion_audit_closeout.is_file():
+        text = endgoal_completion_audit_closeout.read_text(encoding="utf-8")
+        if "core_promotion_status: not-promoted" not in text:
+            errors.append("endgoal_completion_audit_closeout_missing_not_promoted_frontmatter")
+        for phrase in [
+            "status: validated",
+            "Transportable CTO stack | proven",
+            "The CTO endgoal is complete under the pragmatic transportability standard.",
+            *REQUIRED_ENDGOAL_COMPLETION_AUDIT_PHRASES,
+        ]:
+            checked.append(f"endgoal_completion_audit_closeout_phrase:{phrase}")
+            if phrase not in text:
+                errors.append(f"missing_endgoal_completion_audit_closeout_phrase:{phrase}")
+
    hermes_real_refresh_control_replay_evidence = ROOT / ".sot/03-PROTOCOLS/CTO-HERMES-REAL-REFRESH-CONTROL-REPLAY-EVIDENCE.md"
    if hermes_real_refresh_control_replay_evidence.is_file():
        text = hermes_real_refresh_control_replay_evidence.read_text(encoding="utf-8")
@ -2329,6 +2393,8 @@ def main() -> int:
            "CTO-WORK-073": "validated",
            "CTO-WORK-074": "validated",
            "CTO-WORK-075": "validated",
+            "CTO-WORK-076": "validated",
+            "CTO-WORK-077": "validated",
        }
        for issue_id, expected in expected_statuses.items():
            checked.append(f"workboard_status:{issue_id}:{expected}")